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Suitability Information
Suitability Information
Byron Green
2018-06-20T12:31:09-05:00
Investor Suitability Questionnaire
Questions to ascertain client suitability for investment choices.
Your Account Title / Name
*
1. What is your employment status?
*
Employed
Retired
Unemployed
2. What is your occupation (former occupation if retired) ?
*
3. What is your net worth (excluding your primary residence)?
*
Less than $50,000
$50,000 to $199,999
$200,000 to $999,999
$1,000,000 or more
4. This investment is what percentage of your net worth (listed above)?
*
Under 20%
20% to 40%
41% to 60%
61% to 80%
Over 80%
5. What is your approximate annual income (for joint accounts include combined incomes)?
*
Less than $25,000
$25,000 to $49,999
$50,000 to $99,999
$100,000 to $200,000
Over $200,000
6. What is your primary source of income?
*
Retirement Savings
Current Earnings
Other Investments
7. How would you describe your income?
*
Declining
Stable