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Money-Trade Request
Money-Trade Request
Byron Green
2019-01-08T16:31:47-06:00
Money/Trade Request
Form for Requesting or Receiving Money and/or Trades
Date
*
MM slash DD slash YYYY
Enter the date of this request.
Time
*
:
Hours
Minutes
AM
PM
Enter time request was taken (Note: Any trade that results from this request is discretionary as to the time it is executed as per our discretionary management agreement)
Person making the request?
*
Client
Advisor
Manager
Custodian
Account Name(s) or List Name(s)
*
Account Number(s) - if multiple accounts involved attach list
*
Action
*
One-Time Distribution Request
Systematic Distribution
Money Received
Cease Management
Close or Liquidate Account
Change of Allocation
Specific Trade Request
Update Model(s) to New Targets
Dollar Amount of Request
Source of funds
*
By additional deposit into account at custodian
New account established or initial transfer in
Additional funds transferred from another custodian
Send funds by:
*
Check
ACH
Wire
Does action require trades to be made?
*
Yes
No
Type of trade made or required?
Rebalance to an existing model(s) target
Rebalance to a new target
Sell Individual positions
Buy individual positions
Managers reason(s) for trades
*
Fundamental/Business Cycle or Economy Related Factors
Technical Factors (i.e., relative strength, etc.)
Both Fundamental & Technical Factors
Tax Driven (purposefully realize tax losses or gains)
Rebalance to model due to client deposit or withdrawal
Additional Notes:
Disclosure:
All trades are discretionary per our management agreement, other than requests made after an account has been closed and the closing transactions have been made.
